Annual Awards for Closed-End Funds, ETF's & Analysts
(To be presented during the luncheon and will also be published in Barron's)


Within the context of the Forum, we also organize annually the Closed-End Funds & ETF Awards, aimed to identify and recognize those fund sponsors and executives who consistently apply high standards of financial disclosure, investor and shareholder relations and product innovation. The Awards are based on nominations by a committee of analysts and industry specialists who actively follow CEFs and ETFs.

We have also instituted the CEF & ETF Analyst Awards aimed to recognize those firms and individual analysts who contribute the most to the development of the CEF and ETF sectors with their research work. The Awards are based on nominations by a committee of industry participants from CEFs and ETFs.

***Note: Capital Link is not part of the Nominating Committee.

     
     
   

Most Innovative New Closed-End Fund in 2010
FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD)

   

Best Shareholder Relations by a Non-US Equity Closed-End Fund Family in 2010
ABERDEEN ASSET MANAGEMENT, INC.

   

Best Shareholder Relations by a Non-US Equity Closed-End Fund Family in 2010
ING INVESTMENT MANAGEMENT

   

Best Shareholder Relations by a US Equity Closed-End Fund Family in 2010
NUVEEN INVESTMENTS

   

Best Shareholder Relations by a Fixed Income Closed-End Fund Family in 2010
NUVEEN INVESTMENTS

   

Best Investor Relations Closed-End Fund Website in 2010
NUVEEN INVESTMENTS

   

For Contribution to the Closed-End Fund Sector in 2010
DAVID LAMB, SENIOR VICE PRESIDENT OF GLOBAL STRUCTURED PRODUCTS, NUVEEN INVESTMENTS

   

For Contribution to the Closed-End Fund Sector in 2010
JEFF MARGOLIN, SENIOR VICE PRESIDENT, CLOSED-END FUND ANALYST - FIRST TRUST ADVISORS


   

   

Best Research Team for Closed-End Funds in 2010
BANK OF AMERICA MERRILL LYNCH

   

For Analyst Contribution to the Closed-End Fund Sector in 2010:
MARIANA BUSH, CFA, CLOSED-END FUNDS & EXCHANGE-TRADED TRACKING PRODUCTS, WELLS FARGO ADVISORS

 
     


     
     
   

Most Innovative ETF in 2010
UNITED STATES COMMODITY INDEX FUND (USCI)

   

Best Shareholder Relations in 2010
iSHARES

   

Best Investor Relations ETF Website In 2010
iSHARES

   

Most Innovative Index In 2010
SUMMERHAVEN DYNAMIC COMMODITY INDEX (SDCI)

   

For Contribution to the ETF Sector In 2010
DEBORAH FUHR, MANAGING DIRECTOR, GLOBAL HEAD OF ETF RESEARCH & IMPLEMENTATION STRATEGY, BLACKROCK


   

   

Best Research Team for Exchange-Traded Funds in 2010
WELLS FARGO ADVISORS

   

For Analyst Contribution to the ETF Sector in 2010
MARIANA BUSH, CFA, CLOSED-END FUNDS & EXCHANGE-TRADED TRACKING PRODUCTS, WELLS FARGO ADVISORS

 
     











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