Maxim Group LLC is a full-service investment bank, securities and investment management firm that provides an array of financial services including corporate finance, M&A, advisory, equity research, private wealth management, structured products, global institutional equity (US, Europe and Asian sales forces), fixed-income and derivative sales & trading. Maxim Group is a specialist in the small to mid cap market place with a proven track record financing emerging growth companies. Maxim Group was a top 20 underwriter for all US initial public offerings in both 2006 and 2007 (Bloomberg).

Our Investment Banking group has developed a solid reputation of consistently delivering customized solutions to middle-market companies, including small-cap and emerging growth firms in the Maritime Shipping, Energy, Retail, Healthcare, Business & Financial Services, Technology, Media (Traditional as well as Digital) and Real Estate sectors. Our relationship with a client starts at the advisory stage and extends through M&A or LBO assignments leading to financing transactions via private placements, IPOs or follow-on offerings.

Maxim Group is recognized as a leading underwriter of Business Combination Companies™ (BCCs™), commonly referred to as Special Purpose Acquisition Companies (SPACs), with over $2.6 billion in issuance in over 25 transactions, including acting as lead manager in 12 transactions. Maxim Group is also a leading M&A advisor with respect to BCCs, having been involved in 6 BCC M&A assignments representing over $1.5 billion. To date, 5 of the 12 offerings which Maxim Group has lead managed have announced or closed an acquisition.

We offer a full range of investment banking and financing services as well as several innovative structured products, including:

• Initial Public Offerings (IPOs)
• Follow-On/Secondary Offerings
• Business Combination Companies™ (BCCs™)
• Mergers & Acquisitions
• PIPEs
• Registered Directs
• Private Placements
• Fairness Opinions
• Corporate Advisory
• Corporate Restructuring