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Global Capital Markets Director, United Kingdom (London 2010 to date)
- Support area leaders and capital markets personnel serving clients with cross-border transactions and related reporting, principally foreign private issuers
- Develop and maintain global capital markets policies, reviewer assignments and communications
- Oversee research and consultation on matters specific to cross-border activities, principally foreign private issuers
- Provide support for quality inspections, both internal and regulatory
Capital Markets Director, Japan (Tokyo 2006 to 2010)
- Lead team of 10 capital markets partners, senior managers and managers (both US expat and local members) in cross-border quality reviews and related securities offerings
- Consult on accounting, auditing and regulatory matters as US GAAP/GAAS professional practice designee
- Liaise between Japan area management and global leadership, principally on quality matters
- Support expatriates and other foreigners on assignment in Japan
Assurance Partner, United States (1987 to 2010)
- Lead audit services to US domestic SEC registrants with multi-national operations and cross-border transactions, principally UK (and throughout Europe), Mexico, Japan and Canada
- Focus on manufacturing, consumer products and technology sectors
- Direct recruiting and hiring of professional staff
- Develop and lead continuing professional education programs
Professional qualifications and memberships:
- Bachelor of Business Administration, Ohio University
- Certified Public Accountant (1980 - Ohio, United States)
- American Institute and Ohio Society of CPAs
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