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COMPLIMENTARY REGISTRATION
The Forum has been approved for 6 CFP CE Credits
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| ET Time Zone |
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| 10:55 - 11:00 AM |
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Welcome Remarks
Nicolas Bornozis, President - Capital Link, Inc.
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| 11:00 - 11:40 AM |
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CEF Industry Roundtable
Moderator: Mariana Fariña Bush, CFA, Research Director - CEFs & ETPs/Passive Products - Wells Fargo Investment Institute
Panelists:
- Robert F. Bush, Jr., Senior Vice President, Director of Closed-End Fund Products - Calamos Investments
- Jonathan Isaac, Director of Product Management - Eaton Vance
- Parth Doshi, Vice President, Closed-End Fund Product Management and Development - Nuveen
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| 11:45 -12:25 PM |
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Alternatives & Real Assets
REITs, MLPS, Preferreds & Convertibles
Moderator: Alexander Reiss, Director - Stifel
Panelists:
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| 12:30 - 1:10 PM |
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New CEFs Brought to Market & Looking Ahead
Moderator: Jefferey D. LeMaster, Partner - Clifford Chance US LLP
Panelists:
- Stephen Minar, Director - BlackRock
- Finbar Ward, Vice President - Morgan Stanley Wealth Management
- Dave Lamb, Sr. Managing Director, Head of Closed-End Funds - Nuveen
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| 1:15 - 1:55 PM |
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The Use of Leverage
Moderator: Peter Gargiulo, Director - Fitch Ratings
Panelists:
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| 2:00 - 2:40 PM |
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BDCs Roundtable – Financing America’s Growth
Moderator: Allen G. Laufenberg, CFA, Managing Director, Investment Banking - KEEFE, BRUYETTE & WOODS / Stifel
Panelists:
- Jim Labe, Co-CEO & Co-Founder - TriplePoint Capital
- Steve Brown, Chairman, CEO & Founder - Trinity Capital Inc.
- Rob Pomeroy, Chief Executive Officer, Chairman & Co-Founder - Horizon Technology Finance Corporation
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| 2:45 - 3:05 PM |
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KEYNOTE ADDRESS
Multi-Year Trends: Energy Transition and "Crypto" Beyond Bitcoin
Jan Van Eck
President and Chief Executive Officer
Van Eck Associates Corporation
 Presentation
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| 3:10 - 3:50 PM |
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ETF Industry Roundtable
Moderator: Douglas Yones, Head of Exchange Traded Products - New York Stock Exchange
Panelists:
- Arne Noack, Head of Systematic Investment Solutions - Americas - DWS
- Paul Kim, CEO and Cofounder - Simplify ETFs
- Gunjan Chauhan, Senior Managing Director, Global Head of SPDR Capital Markets - State Street Global Advisors
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| 3:55 - 4:35 PM |
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Analyst Roundtable
Moderator: Mr. Robert F. Bush, Jr., Senior Vice President, Director of Closed-End Fund Products - Calamos Investments
Panelists:
- Mariana Fariña Bush, CFA, Research Director - CEFs & ETPs/Passive Products - Wells Fargo Investment Institute
- Michael Jabara, Managing Director and Head of ETF and Closed-End Fund Research - Morgan Stanley Wealth Management
- Alexander Reiss, Director - Stifel
- Mike Taggart, CFA, CEO & Head of CEF Insights - Taggart Fund Intelligence, LLC
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| 4:40 - 5:20 PM |
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"Industry Leaders on Challenges & Opportunities"
A Roundtable Discussion among CEOs
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John S. Koudounis, CEO Calamos Investments |
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John P. Calamos, Founder, Chairman and Global CIO Calamos Investments |
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Mario Gabelli, CFA, Chairman & Chief Executive Officer GAMCO Investors, Inc. and LICT Corp |
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Thank you for Joining Us |
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Audio Replay